The SEC has gone after lower ranking bankers in their suits against banks, such as JP Morgan, Goldman Sachs, and Citigroup. It can charge the executives or management team of a bank with "failure to supervise."
http://www.huffingtonpost.com/2011/11/15/sec-regulations-targeting-low-level-bankers-instead-supervisors_n_1095915.html?ref=goldman-sachs
Showing posts with label Supervision. Show all posts
Showing posts with label Supervision. Show all posts
Friday, January 13, 2012
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